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Primary Market Bulletin Issue 26 [pdf]
This edition of the FCA’s Primary Market Bulletin covers updated technical notes on prospectus regulation. -
Zero-coupon notes – Primary Market/TN/631.3 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Collective investment undertaking prospectuses - portfolio disclosure – Primary Market/TN/622.3 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Call for Input: Open finance
In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response. -
Final notice 2019: Professional Personal Claims Limited (PPC) [pdf]
This final notice refers to breaches of the Conduct of Authorised Persons Rules 2014 in relation to misleading consumers to claims in the claims management companies sector. We imposed a financial penalty. -
Incentives Advisory Group on Open Finance Advice Note [pdf]
Notes on the Incentives Advisory Group on Open Finance. -
Data Rights Advisory Group on Open Finance Advice Note [pdf]
Notes from the Data Rights Advisory Group on Open Finance. -
PS19/30 Independent Governance Committees: extension of remit
This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas. -
Cohesion and Interoperability Advisory Group on Open Finance Advice Note [pdf]
Notes from the Cohesion and Interoperability Advisory Group on Open Finance. -
Handbook Notice 72 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice