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  1. Regulating the pensions and retirement income sector: our joint regulatory strategy [pdf]

    Corporate documents

    Published: 18/10/2018

    We set out our joint regulatory strategy for the pensions and retirement income sector, following on from our call for input with The Pensions Regulator.
  2. First Supervisory Notice 2018: Exmoor Partners LLP (“Exmoor”) [pdf]

    Supervisory notices

    Published: 17/10/2018

    First Supervisory Notice 2018: Exmoor Partners LLP
  3. Women and Equalities Committee Report on Sexual Harassment in the Workplace [pdf]

    Correspondence

    Published: 16/10/2018

  4. PS18/21: SME access to the Financial Ombudsman Service - near-final rules [pdf]

    Policy statements

    Published: 16/10/2018

    We have published near-final rules on extending access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs), as well as larger charities and trusts, and a new category of personal
  5. Notice of Decision to Cancel: Housemaids4You Ltd [pdf]

    Cancellation notices

    Published: 16/10/2018

    This decision notice refers to the failure to pay a fee to the Authority required under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. Our view is that a cancellation should be imposed.
  6. The FCA's response to the Complaints Commissioner's Report FCA00491 [pdf]

    Corporate documents

    Published: 16/10/2018

  7. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements

    Published: 16/10/2018

    Last modified: 08/03/2019

    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a
  8. DP18/8: Climate Change and Green Finance [pdf]

    Discussion papers

    Published: 15/10/2018

  9. DRSP Yearly Notification Form [docx]

    Forms

    Published: 15/10/2018

    This form is for continuing to comply with the Data Reporting Services 2017.
  10. Dear CEO: Affordability of high-cost short-term credit loans [pdf]

    Dear CEO letters

    Published: 15/10/2018

    On 15 October, the FCA wrote to CEOs of high-cost short-term credit firms (payday lenders) regarding the issues surrounding the increase in complaints about unaffordable lending, and set out how the FCA expect firms to review their current practices
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