Publications
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Regulating the pensions and retirement income sector: our joint regulatory strategy [pdf]
We set out our joint regulatory strategy for the pensions and retirement income sector, following on from our call for input with The Pensions Regulator. -
First Supervisory Notice 2018: Exmoor Partners LLP (“Exmoor”) [pdf]
First Supervisory Notice 2018: Exmoor Partners LLP -
Women and Equalities Committee Report on Sexual Harassment in the Workplace [pdf]
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PS18/21: SME access to the Financial Ombudsman Service - near-final rules [pdf]
We have published near-final rules on extending access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs), as well as larger charities and trusts, and a new category of personal -
Notice of Decision to Cancel: Housemaids4You Ltd [pdf]
This decision notice refers to the failure to pay a fee to the Authority required under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. Our view is that a cancellation should be imposed. -
The FCA's response to the Complaints Commissioner's Report FCA00491 [pdf]
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PS19/8: Increasing the award limit for the Financial Ombudsman Service
Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a -
DP18/8: Climate Change and Green Finance [pdf]
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DRSP Yearly Notification Form [docx]
This form is for continuing to comply with the Data Reporting Services 2017. -
Dear CEO: Affordability of high-cost short-term credit loans [pdf]
On 15 October, the FCA wrote to CEOs of high-cost short-term credit firms (payday lenders) regarding the issues surrounding the increase in complaints about unaffordable lending, and set out how the FCA expect firms to review their current practices