Publications

Showing 10491 to 10500 of 18845 search results.

10491. PS18/20: Improving the quality of pension transfer advice – feedback on CP18/7 and final rules and guidance [pdf]

       Policy statements

       Published: 04/10/2018

       In this policy statement (PS) we summarise and respond to feedback to Consultation Paper CP18/7: Improving the quality of pension transfer advice. We also publish final rules and guidance.

10492. Final Notice 2018: John McCullagh [pdf]

       Final notices

       Published: 03/10/2018

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

10493. TR18/3: Money Laundering and Terrorist Financing Risks in the E-Money Sector [pdf]

       Thematic reviews

       Published: 03/10/2018

       Money Laundering and Terrorist Financing Risks in the E-Money Sector.

10494. Final Notice 2018: Jack Parker Cycleworld Limited [pdf]

       Final notices

       Published: 03/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10495. TR18/3: Money Laundering and Terrorist Financing Risks in the E-Money Sector

       Thematic reviews

       Published: 03/10/2018

       Last modified: 29/08/2025

       Thematic review into money laundering and terrorist financing risks in the e-money sector.

10496. Final Notice 2018: Electric Sun Limited [pdf]

       Final notices

       Published: 02/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10497. Final Notice 2018: Coast Road Motors Ltd [pdf]

       Final notices

       Published: 02/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10498. Final Notice 2018: Tesco Personal Finance plc [pdf]

       Final notices

       Published: 01/10/2018

       This final notice refers to Tesco Bank’s breach of FCA Principle 2 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. We imposed a financial penalty of £16.4 million.

10499. Handbook Notice 58 [pdf]

       Handbook

       Published: 28/09/2018

       This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 July and 27 September 2018. Additionally, this Notice contains

10500. Decision Notice 2018: Linear Investments Limited [pdf]

       Decision notices

       Published: 27/09/2018

       This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the