Publications
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PS18/16: Final Guidance: the Duty of Responsibility for insurers and FCA solo-regulated firms [pdf]
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MiFID II Taping [pdf]
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CP18/19: Introducing the Directory [pdf]
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MiFID II Investment Research [pdf]
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MiFID II Client Categorisation [pdf]
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MiFID II Retirement Interest Only Mortgages [pdf]
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MiFID II Disclosure Requirements [pdf]
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MiFID II Research and Inducement [pdf]
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Unbreakable Deposits and Client Money [pdf]
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FCA Enterprise Act Annual Report 2018 [pdf]
One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act).