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  1. The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]

    Policy statements

    Published: 04/07/2018

  2. MiFID II Best Execution [pdf]

    Impact assessments

    Published: 04/07/2018

  3. Transactional Cost Disclosure in Workplace Pensions [pdf]

    Impact assessments

    Published: 04/07/2018

  4. The Revised Payment Services Directive (PSD2) [pdf]

    Impact assessments

    Published: 04/07/2018

  5. CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission

    Consultation papers

    Published: 04/07/2018

    Last modified: 15/04/2019

    This paper consults on new guidance that clarifies our expectations about the handling of certain regular premium payment protection insurance (PPI) complaints. 

  6. PS18/13: FCA regulated fees and levies 2018/19: Including feedback on CP18/10 and ‘made rules’ [pdf]

    Policy statements

    Published: 03/07/2018

  7. Final Notice 2018: Michelle Singlehurst Limited [pdf]

    Final notices

    Published: 03/07/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a

  8. Final Notice 2018: Claims Assessor Ltd [pdf]

    Final notices

    Published: 03/07/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and consumer credit sector. We imposed a

  9. The FCA's response to the Complaints Commissioner's Report FCA00459 [pdf]

    Corporate documents

    Published: 03/07/2018

  10. The FCA's response to the Complaints Commissioner's Report FCA00431 [pdf]

    Corporate documents

    Published: 03/07/2018

    Last modified: 04/07/2018

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