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Final Notice 2018: Michael George Hutley [pdf]
This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Outsourcing of Portfolio Management: List of Cooperation Agreements [pdf]
A list of the supervisory authorities in third countries with which we have cooperation agreements. This list can be used by firms to assess their compliance with Article 32(1) of the MiFID Org Regulation. -
Final Notice 2018: JMT Motors Limited [pdf]
This FCA final notice (JMT Motors Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Welsh freedom of information request form: Ffurflen gais Rhyddid Gwybodaeth [pdf]
Welsh freedom of information request form -
Welsh how to make a freedom of information request: Sut i wneud cais Rhyddid Gwybodaeth [pdf]
How to make a freedom of information request (Welsh form) -
Welsh sensitive business name request form: [docx]
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Welsh MiFID individual notification change controller form: Hysbysiad am Newid mewn Rheolydd [docx]
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Non-confidential responses to CP18/3 [pdf]
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Occasional Paper No. 37: Flash Crash in an OTC Market [pdf]
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Final Notice 2018: Credit Car Ltd [pdf]
This FCA final notice (Credit Car Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.