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Firm level complaints data 2025 H1 [xlsx]
Firm level complaints data 2025 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Final Notice 2025: Neil Sedgwick Dwane [pdf]
This Final Notice refers to breaches of market abuse related to Market Abuse Regulation in the Issuer sector. We imposed a financial penalty and prohibition. -
Notice of Decision 2025: Lest We Forget Ministries Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PSR and FCA response to the Treasury consultation on consolidation [pdf]
PSR and FCA welcome proposals in the government’s ‘A Streamlined Approach to Payment Systems Regulation’ consultation on consolidating the PSR’s functions with the FCA. -
Developing an approach to nature risk in Financial Services [pdf]
This chapter aims to enable firms to better understand their exposure to nature-related risks and opportunities. -
From Risk to Resilience: Integrating Adaptation into Finance: Executive Summary [pdf]
Executive summary of the 2025 report of the CFRF Adaptation Working Group. -
Dear Compliance Officer: FCA expectations for the UK move to T+1 securities settlement [pdf]
This letter sets out FCA expectations for asset management and alternative firms, ahead of the UK move to a T+1 securities settlement cycle on 11 October 2027. -
Quantitative Climate Scenario Analysis in Financial Decisions Case Studies [pdf]
This paper presents a set of 9 case studies quantifying the financial impacts from climate scenarios. -
Skilling Up: Training available on physical risks of climate change in the financial sector.pdf [pdf]
The key challenges around assessing physical risks relate to firms and individuals. -
A Risk Professional’s Guide to Physical Risk Assessments A GARP Benchmarking Study of 13 Vendors [pdf]
A comprehensive benchmarking study conducted by the Global Association of Risk Professionals.