Publications

Showing 12781 to 12790 of 18851 search results.

12781. Final Notice 2016: Paul Brooks Machinery Limited [pdf]

       Final notices

       Published: 06/09/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12782. Financially vulnerable customers’ thematic review: key findings

       Thematic reviews

       Published: 06/09/2016

       Last modified: 19/01/2021

       This review follows our report Mortgage lenders’ arrears management and forbearance (TR14/3, February 2014).

12783. Pension Wise standards: changes for secondary annuity market guidance: CP16/22

       Consultation papers

       Published: 06/09/2016

       Last modified: 17/08/2021

       The FCA are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

12784. Primary Market Bulletin No. 15

       Newsletters

       Published: 03/09/2016

       Last modified: 03/09/2016

       This is a short special edition focusing mainly on how issuers are expected to file PDMR (persons discharging managerial responsibilities) notifications, and notifications for delayed disclosure of inside information with us under MAR.

12785. CP16/21: Quarterly Consultation Paper No. 14 [pdf]

       Consultation papers

       Published: 02/09/2016

       Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

12786. Quarterly Consultation Paper No. 14: CP16/21

       Consultation papers

       Published: 02/09/2016

       Last modified: 10/11/2016

       Quarterly Consultation Paper No. 14: CP16/21. Consultation papers First published:. 02/09/2016. Last updated: 10/11/2016. We are proposing to:. make changes to the APR assumptions for consumer credit agreements. update the equity release rules in

12787. Call for input to the post-implementation review of the FCA’s crowdfunding rules

       Calls for input

       Published: 02/09/2016

       Last modified: 09/09/2016

       In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

12788. Final notice 2016: Elizabeth Anne Parry [pdf]

       Final notices

       Published: 01/09/2016

       This final notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.

12789. Final notice 2016: Peter Charles Johnson [pdf]

       Final notices

       Published: 31/08/2016

       Last modified: 31/08/2016

       This final notice refers to breaches of FIT related to benchmarks, a lack of fitness/propriety and wholesale conduct in the retail bank sector. We imposed a prohibition.

12790. Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]

       Meeting minutes

       Published: 31/08/2016

       From the meeting held on 3 August 2016.