Publications
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Notice of Decision 2025: RYAN CHERRY [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on mortgage data 2014 - 2025 - June 2025
The FCA provides information on mortgage data 2014 - 2025. -
Information summary of salutations for SMF applications - June 2025
The FCA provides information summary of salutations for SMF applications. -
Annexes: Money talks: Lessons from 2 pilots into large language models for financial guidance [pdf]
Detailed methodology and results for 2 projects using large language models: simplifying financial concepts; and a guidance chatbot in a cash savings context. -
Final Notice 2025: Toni Fox [pdf]
This Final Notice refers to breaches of rules related to acting recklessly with pension transfers. We imposed a prohibition order and fine. -
Occasional Paper 68: ETF (Mis)pricing [pdf]
In this paper, we investigate contributing factors towards the mispricing of ETF shares. -
Final Notice 2025: David Brian Price [pdf]
This Final Notice refers to breaches of rules related to acting recklessly with pension transfers. We imposed a prohibition order and fine. -
Notice of Decision 2025: GKT Car Sales [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: A & W Fleet Solutions Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Occasional Paper 68: ETF (Mis)pricing
We investigate how market makers' inventory activities influence ETF mispricing.