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Primary Market Procedural Note 908.3: Primary Market Oversight and listings - decision making and individual guidance processes [pdf]
Primary Market Procedural Note 908.3: Primary Market Oversight and listings - decision making and individual guidance processes -
Primary Market/TN/209.4 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]
Primary Market/TN/209.4 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner -
Primary Market Technical Note 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
TN 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner -
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities [pdf]
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities -
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities [pdf]
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities -
Primary Market Technical Note 408.2: Eligibility of closed-ended investment funds [pdf]
Primary Market Technical Note 408.2: Eligibility of closed-ended investment funds -
Primary Market Technical Note 407.2: Closed-ended investment funds with multiple share classes [pdf]
Primary Market Technical Note 407.2: Closed-ended investment funds with multiple share classes -
Primary Market Technical Note 405.2: Investment management agreements and independence of the board [pdf]
Primary Market Technical Note 405.2: Investment management agreements and independence of the board -
Primary Market Technical Note 403.3: Class testing changes to an investment management agreement [pdf]
TN 403.3: Class testing changes to an investment management agreement. -
Primary Market Technical Note 402.2: Co-investment between closed-ended funds and their investment managers' employees [pdf]
TN 402.2: Co-investment between closed-ended funds and their investment managers' employees.