Publications
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Conflict of Interests Policy for FCA Non-Executive Directors [pdf]
Non-Executive Directors of the Financial Conduct Authority (FCA) are required to comply with the Conflict of Interests Policy (the policy). -
Information on CASS audits - September 2024
FCA provides information on CASS audits - September 2024 -
Information on CASS firms - September 2024
FCA provides information on CASS firms - September 2024. -
PS24/12: Digital Securities Sandbox joint Policy Statement and Final Guidance
The FCA, alongside the Bank of England, is publishing a Policy Statement and Final Guidance to launch the Digital Securities Sandbox (DSS). -
Notice of Decision 2024: Harry's Autos Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Chelmsford Prestige Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: AAA Accident Claims Management Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on Mifid 2 transaction reporting - September 2024
FCA provides information on Mifid 2 transaction reporting - September 2024. -
Notice of Decision 2024: Cars to Trade [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Mitchell Hynam [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.