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Notice of Decision 2024: GO2 AUTOMOTIVE LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Ecarlogical Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Sponsors – guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) [pdf]
Sponsors – Guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) -
PS24/11: Extending the temporary changes to handling rules for motor finance complaints [pdf]
The policy statement sets out extending the temporary changes to handling rules for motor finance complaints. -
Sponsors' obligations on established procedures [pdf]
Primary Market/TN/719.2 – Sponsors' obligations on established procedures -
Sponsors’ duty regarding directors of listed companies [pdf]
Primary Market/TN/718.2 – Sponsors’ duty regarding directors of listed companies -
Sponsors' obligations on no adverse impact [pdf]
Primary Market/TN/720.2 – Sponsors' obligations on no adverse impact -
Primary Market Technical Note 420.4: Shell companies (cash shells and special purpose acquisition companies (SPACs)) [pdf]
Primary Market Technical Note 420.4: Shell companies (cash shells and special purpose acquisition companies (SPACs)) -
Primary Market Technical Note 707.2: Sponsors who are part of an investment management group [pdf]
Primary Market Technical Note 707.2: Sponsors who are part of an investment management group. -
Primary Market Technical Note 709.5: Sponsor transactions – adequacy of resourcing [pdf]
Primary Market Technical Note 709.5: Sponsor transactions – adequacy of resourcing.