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Modern Slavery & Human Trafficking Statement 2023-24 [pdf]
Steps the FCA has taken to get assurance that slavery and human trafficking are not taking place in its supply chains and its own business. -
Final Notice 2024: Luke Williams [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Notice of Decision 2024: Riverside Hifi [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Exploring financial exclusion [pdf]
The findings from this external research report enable a better understanding of the needs of, and challenges faced by, groups previously identified as being at particular risk of financial exclusion. -
Notice of Decision 2024: Legacy Dealership Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Lancashire Sports & Performance Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
UK Payment Accounts Access and Closures: Update [pdf]
This report follows on from our September 2023 report which detailed the findings of an initial review of issues relating to payment account access for individuals and organisations. -
UK EMIR Trade Repositories: draft questions and answers
The FCA sought feedback on guidance for UK Trade Repositories registered under Article 55 of UK EMIR ahead of the implementation of the new requirements. -
UK payment accounts access and closures: update
We set out our findings from follow-up work on payment account access and closures. -
Information on FCA Raids, s166 skilled person reviews and age of investigations - September 2024
FCA provides information on FCA Raids, s166 skilled person reviews and age of investigations - September 2024.