Publications

Showing 4091 to 4100 of 18805 search results.

4091. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (draft) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (draft)

4092. Handbook Notice 118 [pdf]

      Handbook

      Published: 26/04/2024

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 28 March 2024 and 25 April 2024.

4093. FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft)

4094. FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1 [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1.

4095. Primary Market Bulletin 48

      Newsletters

      Published: 26/04/2024

      Last modified: 07/07/2026

      This edition of the FCA’s Primary Market Bulletin covers board diversity, the requirement for a prospectus where securities are issued pursuant to a scheme of arrangement, primary information providers and MAR Article 17.

4096. Notice of Decision 2024: Simply Automotive Limited [pdf]

      Decision notices

      Published: 26/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4097. Notice of Decision 2024: Headstone Associates Limited [pdf]

      Decision notices

      Published: 26/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4098. FCA Technical Note: Sponsors who are part of an investment management group – FCA TN 707.1 (Amendment) [pdf]

      Primary market

      Published: 26/04/2024

      Technical detail on how the relationships between issuers and sponsor firms will be treated under UK Listing Rules.

4099. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment)

4100. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment)