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FCA Technical Note: Sponsors’ obligations on financial position and prospects procedures – FCA TN 708.3 (Amendment) [pdf]
Understand how the FCA expects sponsors to approach their work to comply with obligations under UKLR 24.3.2R(5). -
FCA Technical Note 203.4 amendment [pdf]
FCA Technical Note 203.4 amendment -
FCA Technical Note: Principles for sponsors – FCA TN 710.1 (Amendment) [pdf]
Check how to apply the definition of sponsor service for appointment notifications, document approval, submissions, aborted transactions and FCA communications. -
FCA Technical Note: Sponsors’ duty regarding directors of listed companies - FCA TN 718.1 (Amendment) [pdf]
FCA Technical Note: Sponsors’ duty regarding directors of listed companies - FCA TN 718.1 (Amendment). -
FCA Technical Note: Additional powers to supervise and discipline sponsors – FCA TN 712.2 (Amendment) [pdf]
Additional rules affecting sponsors under section 88 of the Financial Services and Markets Act. -
FCA Technical Note: Sponsors’ obligations on no adverse impact - FCA TN 720.1 (Amendment) [pdf]
FCA Technical Note: Sponsors’ obligations on no adverse impact - FCA TN 720.1 (Amendment). -
FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) [pdf]
FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) -
FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment) [pdf]
FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment). -
FCA Technical Note: Sponsor procedures in uncertain market conditions – FCA TN 705.2 (Amendment) [pdf]
Uncertain market conditions can heighten risks that sponsor firms face from failures in their systems and controls. -
FCA Technical Note 704.3 amendment [pdf]
Sponsor’s role on working capital confirmations.