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Primary Market Technical Note 633.2 amendment [pdf]
Pro forma financial information. -
Notice of Decision 2024: Backing British Business Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
FCA response to the Financial Services Regulation Committee [pdf]
FCA response to the Financial Services Regulation Committee on Consultation Paper CP24/2. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Information on a list of the insurance firms - April 2024
FCA provides information on a list of the insurance firms. -
Application for Listing: Procedures, systems and controls confirmation form [docx]
Application for Listing: Procedures, systems and controls confirmation form -
GC24/2: Primary Market Bulletin No. 48
We are consulting on the following proposed changes to the Knowledge Base. -
Notice of Decision 2024: Zahid Hussain [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP24/9: Financial Crime Guide updates [pdf]
The FCA is consulting on proposed changes to the Financial Crime Guide. The deadline to respond is 27 June 2024. -
Notice of Decision 2024: Lee Thomas Cottam [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.