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Notice of Decision 2024: Jonathan Oldroyd [pdf]
Notice of Decision Issued by Enforcement -
Notice of Decision 2024: Dewan Khan [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Michael Dominic Dudley [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FG24/3: Finalised non‑handbook guidance on the Anti‑Greenwashing Rule [pdf]
This Guidance is designed to help firms understand and implement our anti greenwashing rule, following feedback from some respondents to our consultation paper on SDR and investment labels asking for guidance. -
CP24/8: Extending the Sustainability Disclosure Requirements (SDR) regime to Portfolio Management [pdf]
Our consultation on extending the Sustainability Disclosure Requirements and investment labels regime to portfolio management. -
Notice of Decision 2024: Kreis Financial Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Lynton Roy Bate [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Clarus Motorpark Limited [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Brookfield Garage Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2024: Agate Autos Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities.