Publications
Search results
Showing 4211 to 4220 of 18806 search results.
-
Dear CEO letter: Maintaining adequate financial resources [pdf]
Our letter to remind firms that they must maintain adequate financial resources at all times. -
Final Notice 2024: Link Fund Solutions Limited [pdf]
This Final Notice refers to a failure by Link Fund Solutions Limited to act with due skill, care and diligence in carrying out its role as Authorised Corporate Director of the Woodford Equity Income Fund. We imposed a requirement to pay restitution -
Warning Notice Statement 24/3 [pdf]
The FCA gave Woodford Investment Management Limited and Neil Woodford warning notices on 19 February 2024 proposing to take action in respect of the conduct summarised in this statement. -
FCA Board Minutes: 29 February 2024 [pdf]
FCA Board Minutes: 29 February 2024 -
Post implementation review of the travel insurance signposting rules for consumers with medical conditions [pdf]
We set out the findings from our review of our rules to improve access to travel insurance for consumers with serious pre-existing medical conditions. -
Travel insurance signposting rules for consumers with medical conditions: Review
We set out the findings from our review of our rules to improve access to travel insurance for consumers with more serious pre-existing medical conditions. -
FG24/2: Finalised Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living [pdf]
This updated guidance does not impose new expectations or requirements on firms. The purpose of this guidance is to ensure firms are clear about the effect of the FCA's rules and the range of options they have to support their customers including -
PS24/2: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages [pdf]
The FCA confirms its final rules to strengthen protections for borrowers in financial difficulty. -
CP24/7: Payment optionality for investment research [pdf]
We are consulting on giving UK buyside firms greater flexibility on how they can purchase such research. -
Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.