Publications
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FCA Statement of Policy on Panel Appointments [pdf]
This statement of policy outlines the intended approach for appointing members to the FCA’s statutory panels in accordance with section 1RA of the Financial Services and Markets Act 2000. -
Notice of Decision 2024: Sovereign Home Improvements Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on MiFIR transaction data - March 2024
FCA provides information on MiFIR transaction data. -
Final Notice 2024: Fast Remit Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation. -
Information on Blackmore - March 2024
FCA provides information on Blackmore. -
Final Notice 2024: Igniter Pay UK Limited [pdf]
This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation. -
Information on financial crime investigation - March 2024
FCA provides information on financial crime investigation. -
FCA RIAAT licensing agreement [pdf]
The right to use the RIAAT is subject to the terms of this RIAAT Licence Agreement. -
Notice of Decision 2024: Regional Legal Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
TR24/1: Retirement income advice thematic review [pdf]
This review supports our work to improve standards across the consumer investment market.