Publications

Showing 4331 to 4340 of 18806 search results.

4331. Final Notice 2024: William Hofstetter [pdf]

      Final notices

      Published: 11/03/2024

      This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed

4332. Final Notice 2024: Arthur Jonathan Cobill [pdf]

      Final notices

      Published: 11/03/2024

      This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been

4333. Notice of Decision 2024: Alexander Salisbury Ltd [pdf]

      Decision notices

      Published: 11/03/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

4334. Final Notice 2024: Inspirational Financial Management Ltd (in administration) [pdf]

      Final notices

      Published: 11/03/2024

      This Final Notice (Inspirational Financial Management Ltd (in administration)) refers to breaches of Principles 3, 6 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial

4335. Notice of Decision 2024: Crystals Limited [pdf]

      Decision notices

      Published: 08/03/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4336. Whistleblowing quarterly data 2023 Q4

      Data

      Published: 08/03/2024

      Last modified: 08/03/2024

      The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.

4337. Whistleblowing quarterly data 2023 Q3

      Data

      Published: 08/03/2024

      Last modified: 08/03/2024

      The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.

4338. Report: Using Synthetic Data in Financial Services [pdf]

      Corporate documents

      Published: 08/03/2024

      The report provides an overview of the opportunities and risks with synthetic data, to contribute to beneficial and responsible innovation in financial services.

4339. Report: Using Synthetic Data in Financial Services

      Corporate documents

      Published: 08/03/2024

      Last modified: 11/03/2024

      The report provides an overview of the opportunities and risks with synthetic data, to contribute to beneficial and responsible innovation in financial services.

4340. Information on interest only mortgages/ retirement interest only mortgages (RIOs) - March 2024

      FOI releases

      Published: 08/03/2024

      Last modified: 01/01/2025

      Information on interest only mortgages/ retirement interest only mortgages (RIOs).