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Notice of Decision 2024: JC Car Sales Scotland Ltd [pdf]
“This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”. -
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013. -
Dear CEO Letter: Action needed in response to common control failings identified in anti-money laundering frameworks [pdf]
Our letter to CEO on failings in anti-money laundering controls. -
Notice of Decision 2024: Click Capital Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Farmline Machinery Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Transcript: FCA Savings Campaign - 30s radio script [pdf]
Transcript of radio commercial for FCA saving campaign -
Information on MLAR statistics - March 2024
FCA provides information on MLAR statistics. -
Final Notice 2024: Hadyn Gamblin [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Handbook Notice 116 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 29 February 2024. -
Notice of Decision 2024: William Harold Booth [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.