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CP24/3: Quarterly Consultation Paper No. 43 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Final Notice 2024: Crossways Cars Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Changes to UK EMIR reporting requirements: figures [pdf]
Changes to UK EMIR reporting requirements: Figures 5.1 to 5.4 -
Notice of Decision 2024: Isle Of Wight Law Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Medical and Aesthetic Training Academy Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP24/3: Quarterly Consultation Paper No. 43
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Portfolio letter: Asset Management & Alternatives Supervisory Strategy - interim update [pdf]
Our refreshed priorities for the AM and Alternatives portfolios following a strategy update. -
Changes to UK EMIR reporting requirements: draft questions and answers
The FCA sought feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements. -
MS23/1.5: Wholesale Data Market Study Responses to Terms of Reference [pdf]
MS23/1.5: Wholesale Data Market Study Responses to Terms of Reference. -
MS23/1.5: Wholesale Data Market Study Responses to the Update Report [pdf]
MS23/1.5: Wholesale Data Market Study Responses to the Update Report.