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  1. Notice of Decision 2024: JM Financial (UK) Limited [pdf]

    Decision notices

    Published: 28/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Alltel Business Solutions Ltd [pdf]

    Decision notices

    Published: 28/02/2024

    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation

  3. Welsh Language Scheme Annual Report for 2022/23 [pdf]

    Corporate documents

    Published: 28/02/2024

    Welsh Language Scheme Annual Report for 2022/23 to the Welsh Language Commissioner

  4. Adroddiad Blynyddol Cynllun Iaith Gymraeg ar gyfer 2022/23 [pdf]

    Corporate documents

    Published: 28/02/2024

    Adroddiad Blynyddol Cynllun Iaith Gymraeg ar gyfer 2022/23 i Gomisiynydd y Gymraeg

  5. Notice of Decision 2024: Attanta Limited formerly known as Neovision Wealth Management Limited [pdf]

    Decision notices

    Published: 27/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. CP24/2: Enforcement Guide and publicising enforcement investigations - a new approach [pdf]

    Consultation papers

    Published: 27/02/2024

    Last modified: 19/03/2024

    CP24/2: Enforcement Guide and publicising enforcement investigations - a new approach.

  7. Notice of Decision 2024: Wilson H & V Services Limited [pdf]

    Decision notices

    Published: 27/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: Any Automotive Limited [pdf]

    Decision notices

    Published: 26/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  9. Final Notice 2024: MJL Focus Marketing Ltd [pdf]

    Final notices

    Published: 26/02/2024

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Claims Management sector. We imposed a cancellation.

  10. Notice of Decision 2024: Robert Forsyth [pdf]

    Decision notices

    Published: 23/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     
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