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Notice of Decision 2024: Anthony Thomas James Faulkner [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
Information on retirement interest only mortgage sales data - February 2024
FCA provides information on retirement interest only mortgage sales data - February 2024. -
First Supervisory Notice 2024: EPayPro UK Limited [pdf]
We have decided to vary the authorisation granted to EPayPro UK Limited by imposing a number of requirements on the firm. Please also refer to the Financial Services Register. -
Notice of Decision 2024: Chester and Newman Plumbing and Heating Services Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Warning Notice Statement 24/2 [pdf]
The FCA gave two individuals warning notices on 13 July 2023 proposing to take action in respect of the conduct summarised in this statement. -
Information on consumer duty - February 2024
FCA provides information on consumer duty - February 2024 -
Information on Cum-Ex investigaciones - February 2024
FCA provides information on Cum-Ex investigaciones. -
Notice of Decision 2024: Letcare Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation. -
Consumer Duty firm survey – Autumn 2023
In Autumn 2023, Ipsos UK conducted a second survey with 634 firms not surveyed previously. The FCA wanted to examine how its additional engagement had helped firms prepare for the Consumer Duty. -
Consumer Duty firm survey results Autumn 2023 [pdf]
The second of 3 waves of quantitative tracking research on monitoring firms’ progress and challenges to implementing the Consumer Duty. This wave, taking place 6 months after wave 1, focuses on compliance and action taken in response to the Duty.