Publications

Showing 4401 to 4410 of 18806 search results.

4401. Consumer Duty implementation: good practice and areas for improvement

      Good and poor practice

      Published: 20/02/2024

      Last modified: 03/12/2025

      What firms are doing well and what they could do better.

4402. Notice of Decision to Cancel 2024: Found Estates [pdf]

      Decision notices

      Published: 19/02/2024

      This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

4403. Notice of Decision to Cancel 2024: Glass Legal Limited [pdf]

      Decision notices

      Published: 19/02/2024

      This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

4404. Final Notice 2024: Clint Canning (AKA Christian Beauchamp AKA Clint Foster) [pdf]

      Final notices

      Published: 16/02/2024

      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

4405. Notice of Decision to Cancel 2024: Maguire Card Limited [pdf]

      Decision notices

      Published: 16/02/2024

      This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

4406. Notice of Decision 2024: Finance Cars 4 U Limited [pdf]

      Decision notices

      Published: 16/02/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4407. Key findings of multi-firm work on Claims Management Companies carrying out unregulated claims

      Multi-firm reviews

      Published: 15/02/2024

      Last modified: 15/02/2024

      We recently looked at Claims Management Companies (CMCs) carrying out unregulated claims activity to assess if firms were using their FCA authorisation to legitimise services that are not regulated.

4408. Market Watch 77

      Newsletters

      Published: 14/02/2024

      Last modified: 14/02/2024

      Newsletter on market conduct and transaction reporting issues, February 2024.

4409. Notice of Decision 2024: Robert Whitham [pdf]

      Decision notices

      Published: 14/02/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

4410. Financial promotions data 2023

      Data

      Published: 14/02/2024

      Last modified: 13/03/2024

      The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.