Publications
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Financial promotions quarterly data 2023 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023. -
Notice of Decision 2024: Fund My Legal Claim Limited [pdf]
“This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation” -
Information on mean and median tenure of SMF roles for the UK insurance industry - February 2024
FCA provides information on mean and median tenure of SMF roles for the UK insurance industry. -
Notice of Decision 2024: Carciti (UK) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2024: BCS Credit Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Final Notice 2024: Floris Jakobus Huisamen [pdf]
This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We -
FCA Authorisations operating service metrics 2023/24 Q3
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers October to December 2023. -
Authorisations operating service metrics 2023/24 Q3 [pdf]
This 2023/24 Q3 update covers the FCA's progress on service standards for authorisations case work. -
Primary market effectiveness podcast [mp3]
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Inside FCA Podcast: Interview with Mark Austin and Clare Cole on listing reform and primary market effectiveness [pdf]
Inside FCA Podcast: Transcript of interview with Mark Austin and Clare Cole on listing reform and primary market effectiveness.