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Information on DP23/5 - advice guidance boundary review - January 2024
FCA provides information on DP23/5 - advice guidance boundary review -
Market Watch 76
Newsletter on market conduct and transaction reporting issues, October 2023. -
Notice of Decision 2024: RG's Autos Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Spanner Monkeyz Holdings Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Temporary permissions regime (TPR) firms [xlsx]
This document shows which firms under the Temporary permissions regime are now authorised and which firms are not authorised. -
Temporary permissions regime (TPR) data: solo-regulated firms
This page provides a data summary of the firms under the temporary permissions regime (TPR). -
Handbook Notice 115 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 14 December 2023, 10 January 2024 and 25 January 2024. -
First Supervisory Notice 2024: RCWatches Ltd [pdf]
We have imposed on RCWatches Ltd a variation of the Firm’s Part 4A permission to perform regulated activities. -
Primary Market Bulletin 47
This edition covers Short Selling Regulation and Credit Rating Agency UK Market Share Report for 2022. -
Notice of Decision 2024: Coment Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.