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Notice of Decision 2024: DHI International UK Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Lower Quinton Garages Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Shelter Housing Advice and Research Project (Leicester) Ltd. [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on investigations and skilled persons reviews into e-money firm - January 2024
FCA provides information on investigations and skilled persons reviews into e-money firm - January 2024. -
Final Notice 2024: Paul Ulliott [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2024: Chrome Autos Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
Notice of Decision 2024: A-Z Motors (Peterborough) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Learden Car Sales Ltd 2024 [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Phillips Price Services Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Portfolio letter: FCA expectations for investment-based crowdfunding platforms [pdf]
Portfolio letter: FCA expectations for investment-based crowdfunding platforms.