Publications

Showing 4661 to 4670 of 18806 search results.

4661. Ashley Alder, diary engagements, July - September 2023 [pdf]

      FOI releases

      Published: 16/11/2023

      Ashley Alder, diary engagements, July - September 2023.

4662. Sheldon Mills, diary engagements, July - September 2023 [pdf]

      FOI releases

      Published: 16/11/2023

      Sheldon Mills, diary engagements, September - July 2023

4663. Sarah Pritchard, diary engagements, July - September 2023 [pdf]

      FOI releases

      Published: 16/11/2023

      Sarah Pritchard, diary engagements, September - July 2023

4664. Emily Shepperd, diary engagements, July - September 2023 [pdf]

      FOI releases

      Published: 16/11/2023

      Emily Shepperd diary engagements, July - September 2023.

4665. Stephen Braviner Roman, diary engagements, July - September 2023 [pdf]

      FOI releases

      Published: 16/11/2023

      Stephen Braviner Roman, diary engagements, September - July 2023

4666. Information on asset management firms applications - November 2023

      FOI releases

      Published: 16/11/2023

      Last modified: 03/01/2025

      FCA provides information on asset management firms applications.

4667. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

      Multi-firm reviews

      Published: 16/11/2023

      Last modified: 05/06/2026

      We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

4668. Final Notice 2023: Ray Alan Davis [pdf]

      Final notices

      Published: 15/11/2023

      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.

4669. First Supervisory Notice 2023: KBFS Financial Limited [pdf]

      Supervisory notices

      Published: 15/11/2023

      We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.

4670. Authorisations operating service metrics 2023/24 Q2 [pdf]

      Data

      Published: 15/11/2023

      This 2023/24 Q2 update covers the FCA's progress on service standards for authorisations case work.