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Data elements found in Appendix 1 of CP23/21 [xlsx]
An Excel version of the data elements found in Appendix 1 of CP23/21 to aid the review of the proposed data. -
FS23/5: Findings of review of rules extending SME access to the Financial Ombudsman Service [pdf]
FS23/5: Findings of review of rules extending SME access to the Financial Ombudsman Service. -
Notice of Decision 2023: LJC Finance & Leasing Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FS23/5: Review of rules extending SME access to the Financial Ombudsman Service
We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate. -
PS23/15: Remuneration: Ratio between fixed and variable components of total remuneration
We set out joint rule changes with the Prudential Regulation Authority (PRA) to remove the existing limits on the ratio between fixed and variable components of total remuneration (‘the bonus cap’). -
Notice of Decision 2023: Cranford Motors [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
SFTR Outgoing Messages V1.0 [zip]
The FCA publishes SFTR outgoing messages. -
SFTR Incoming Messages V1.0 [zip]
The FCA publishes SFTR imcoming messages. -
UK SFTR Validation rules [xlsx]
The FCA publishes SFTR validation rules. -
Notice of Decision 2023: Malcolm Lockyer [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.