Publications

Showing 5141 to 5150 of 18811 search results.

5141. Final Notice 2023: Mr Paul Steel [pdf]

      Final notices

      Published: 04/07/2023

      This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

5142. PS23/10: FCA regulated fees and levies 2023/24: with feedback on CP23/7 and ‘made rules [pdf]

      Policy statements

      Published: 04/07/2023

      We publish our final 2023/24 regulated fees and levies including feedback on CP23/7.

5143. Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]

      Decision notices

      Published: 04/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5144. Information on FCA thematic - July 2023

      FOI releases

      Published: 04/07/2023

      Last modified: 01/01/2025

      FCA provides information on FCA thematic.

5145. Cryptoasset firms marketing to UK consumers must get ready for the financial promotions regime by 8 October 2023 [pdf]

      Correspondence

      Published: 04/07/2023

      We write to inform firms that the UK Government has now legislated to bring qualifying cryptoassets within scope of the financial promotion regime.

5146. Information on consumer duty readiness - July 2023

      FOI releases

      Published: 04/07/2023

      Last modified: 01/01/2025

      FCA provides information on consumer duty readiness.

5147. Notice of Decision 2023: Scott Caseby [pdf]

      Decision notices

      Published: 03/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities

5148. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty [pdf]

      Policy statements

      Published: 03/07/2023

      This Policy Statement summarises feedback received in CP23/1 on insurance guidance for supporting customers in financial difficulty.

5149. Cost of Living: good and poor practice in the general insurance market

      Good and poor practice

      Published: 03/07/2023

      Last modified: 03/12/2025

      We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

5150. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty’

      Policy statements

      Published: 03/07/2023

      Last modified: 03/12/2025

      FCA summarises the feedback received to CP23/1 on insurance guidance for supporting customers in financial difficulty and set out response and finalised guidance.