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Consumer Duty firm survey results Spring 2023 [pdf]
Ipsos UK undertook this research for the FCA. The FCA wanted to understand what progress firms have made in preparing for the Consumer Duty and what support they need to complete their preparations. -
Information on fines data - June 2023
FCA provides information on fines data -June 2023. -
Product Sales Data Pure Protection Contracts Tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. -
Inside FCA Podcast transcript: Interview with Ed Smith on Consumer Duty outcomes monitoring [pdf]
Inside FCA Podcast: Interview with Ed Smith on Consumer Duty outcomes monitoring -
Decision Notice 2023: Bangor Tyre Service Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information crypto asset scams - June 2023
FCA provides information on crypto asset scams -June 2023. -
Final Notice 2023: Mark Antony Abley [pdf]
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition. -
Joint Regulatory Oversight Committee: Principles for commercial frameworks for premium APIs [pdf]
The principles set out in this paper will ensure that charges and fees paid by third party providers to banks and other payment providers are fair and proportionate. -
Information on bridging loans - June 2023
FCA provides information on bridging loans. -
Memorandum of Understanding between the Serious Fraud Office and the FCA [pdf]
The FCA and the Serious Fraud Office often need to work together in relation to new investigations, intelligence developments, investigations and prosecutions, on matters of common legal or policy interest.