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  1. MIFIDPRU 2 Annex 7R Additional portfolio questions [docx]

    Forms

    Published: 11/01/2022

    Application under MIFIDPRU 2.5.41R for permission to include a portfolio of a third country entity in a consolidated K-CMG requirement – Additional Portfolio Questions.

  2. MIFIDPRU 2 Annex 6R Additional portfolio questions [docx]

    Forms

    Published: 11/01/2022

    Application under MIFIDPRU 2.5.40R for permission to include a portfolio of a designated investment firm in a consolidated K-CMG requirement – Additional Portfolio Questions.

  3. MIFIDPRU 4 Annex 7R Additional portfolio questions [docx]

    Forms

    Published: 11/01/2022

    Application under MIFIDPRU 4.13.9R for permission to apply K-CMG to a portfolio, instead of K-NPR – Additional Portfolio Questions.

  4. Annex 15: Inside information or significant event information - ABCP securitisation [xlsx]

    Published: 11/01/2022

    Annex 15: Inside information or significant event information - ABCP securitisation

  5. Annex 14: Inside information or significant event information - Non-ABCP securitisation [xlsx]

    Published: 11/01/2022

    Annex 14: Inside information or significant event information - Non-ABCP securitisation

  6. PS22/1: FCA authorisation application fees: new structure [pdf]

    Policy statements

    Published: 10/01/2022

    PS22/1: FCA authorisation application fees: new structure.

  7. XML schema - Non-ABCP Underlying Exposure Report [xsd]

    Published: 10/01/2022

    XML schema - Non-ABCP Underlying Exposure Report

  8. XML schema - ABCP Significant Event and Investor Report [xsd]

    Published: 10/01/2022

    XML schema - ABCP Significant Event and Investor Report

  9. SRCP XML Schemas - Change Log [xlsx]

    Published: 10/01/2022

    SRCP XML Schemas - Change Log

  10. XML schema - Non-ABCP Significant Event and Investor Report [xsd]

    Published: 10/01/2022

    XML schema - Non-ABCP Significant Event and Investor Report
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