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Information on firms applying for permission to trade as general insurance brokers - May 2021
The FCA provides average mean data about firms applying for permission to trade as a general insurance broker (selling non-investment insurance contracts). -
Insider dealing cases recorded January 2018 to April 2021 - May 2021
The FCA provides information on new insider dealing investigations recorded up until 12 April 2021. -
Handbook Notice 87 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 March 2021 and 29 April 2021. -
CP21/10: Investor protection measures for special purpose acquisition companies: Proposed changes to the Listing Rules [pdf]
In this consultation paper, we are proposing changes to aspects of our Listing Rules that apply to special purpose acquisition companies. -
Data on complaints against FCA staff - April 2021
The FCA provides information relating to complaints data supplied under reference FOI7927. -
PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules
We set out changes to our Listing Rules that apply to special purpose acquisition companies (SPACs) -
Information on legal fees for the business interruption test case - April 2021
The FCA provides the amount it spent on legal fees for the business interruption test case. -
DP 21/1: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions [pdf]
This discussion paper seeks views on 3 areas where changes could be made to address harm to consumers from investing in inappropriate high-risk investments. -
Aggregate complaints data to 2020 H2 [xlsx]
Aggregate sector wide firm complaints data for 2020 H2. Including opened, closed, upheld, speed of closure and redress. -
Number of skilled persons report commissioned in Q3 2020/21 (January - March 2021) [pdf]
Number of skilled persons report commissioned in Q3 2020/21 (January - March 2021).