Publications

Showing 7301 to 7310 of 18813 search results.

7301. CP21/7 A new UK prudential regime for MiFID investment firms

      Consultation papers

      Published: 19/04/2021

      Last modified: 01/06/2021

      We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

7302. First Supervisory Notice 2021: Finteractive Limited [pdf]

      Supervisory notices

      Published: 16/04/2021

      This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime

7303. Gender divide in controlled functions - April 2021

      FOI releases

      Published: 16/04/2021

      Last modified: 25/10/2022

      The FCA provides data on gender divide in controlled functions.

7304. Information on FCA Evaluation of the impact of the Retail Distribution Review - April 2021

      FOI releases

      Published: 16/04/2021

      Last modified: 25/10/2022

      The FCA provides details on the surveys for the Retail Distribution Review and the Financial Advice Market Review.

7305. FOI 7364 Response [pdf]

      FOI releases

      Published: 15/04/2021

      FOI 7364 Response

7306. FOI 7269 Response [pdf]

      FOI releases

      Published: 15/04/2021

      FOI 7269 Response

7307. FOI 7254 Response [pdf]

      FOI releases

      Published: 15/04/2021

      FOI 7254 Response

7308. FOI 7571 response [pdf]

      FOI releases

      Published: 15/04/2021

      FOI 7571 response

7309. FOI7662 response [pdf]

      FOI releases

      Published: 15/04/2021

      FOI7662 response

7310. FOI 7567 Response [pdf]

      FOI releases

      Published: 15/04/2021

      FOI 7567 Response