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RegData user guide: Registering a Principal User as a newly authorised firm [pdf]
RegData user guide: Registering a Principal User as a newly authorised firm -
User guide: Adding or amending Directory Persons data for an individual [pdf]
This user guide helps firms to either submit new Directory Persons data or amend existing Directory Persons data individually. -
FCA explains Regdata: registering a principal user as a newly authorised firm (video transcript) [pdf]
FCA explains Regdata: registering a principal user as a newly authorised firm (video transcript) -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Finalised Guidance: Cancellations and refunds: helping consumers with rights and routes to refunds [pdf]
This guidance supports our consumer protection objective and is designed to reduce consumer confusion and frustration by outlining our expectations of firms to provide more information and make the consumer journey easier. -
Annual financial crime reporting requirements for cryptoasset businesses registered under the money laundering regulations [pdf]
This direction is related to PS21/4 -
PS21/4: Extension of annual financial crime reporting obligation [pdf]
This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’. -
Final Notice 2021: Carma Online Limited [pdf]
This final notice (Carma Online Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation -
Final Notice 2021: Day DV Limited [pdf]
This final notice (Day DV Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Capital Car Network Limited [pdf]
This final notice (Capital Car Network) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.