Publications
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Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
PS21/3: Building operational resilience: Feedback to CP19/32 and final rules [pdf]
This Policy Statement (PS) summarises the feedback we received to CP19/32 and our response, and sets out final rules. -
Primary Market Bulletin 33
This edition of the FCA’s Primary Market Bulletin covers Brexit, major shareholding notifications, short selling and MAR Article 17. -
PS21/3 Building operational resilience
We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector. -
FS21/7: Open finance [pdf]
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
Handbook Notice 86 [pdf]
Handbook Notice 86. -
HSBC UK Bank plc: Programme Designation Attestation [pdf]
The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds. This is the Programme Designation Attestation for HSBC UK Bank plc. -
FS21/7: Open finance – feedback statement
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
Analysis and recommendations for the impact of Retail Price Index (RPI) reform on the redress approach and guidance [pdf]
PricewaterhouseCoopers LLP's review of the existing methodology. This relates to the updated FG17/9 published in March 2021. -
FS21/6: Coronavirus: Tailored Support Guidance (TSG) for firms – feedback on draft guidance on home repossessions & statement of ongoing relevance of TSG [pdf]
This document summarises the comments received, and our response, to the proposed guidance for home repossessions from 1 April 2021. Section 7 of the Mortgages Tailored Support Guidance comes into force on 29 March 2021.