Publications

Showing 7561 to 7570 of 18814 search results.

7561. Handbook Notice 85 [pdf]

      Handbook

      Published: 26/02/2021

      This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board.

7562. PS21/1: Breathing space regulations - changes to our Handbook [pdf]

      Policy statements

      Published: 26/02/2021

      This policy statement follows consultation paper 20/21 and sets out changes we are making to the Handbook as a result of The Debt Respite Scheme.

7563. User guide: Adding multiple Directory Persons data [pdf]

      Documents

      Published: 26/02/2021

      This user guide helps firms to submit new Directory Persons data in bulk.

7564. Directory Persons – Questions and Answers [pdf]

      Documents

      Published: 26/02/2021

      Answers to common questions to help your firm submit new Directory Persons data or amend existing Directory Persons information.

7565. User guide: Amending multiple Directory Persons data [pdf]

      Documents

      Published: 26/02/2021

      This user guide helps firms to amend existing Directory Persons information in bulk.

7566. MiFID II: product governance review

      Multi-firm reviews

      Published: 26/02/2021

      Last modified: 15/04/2021

      In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

7567. PS21/1: Breathing Space Regulations: changes to our Handbook

      Policy statements

      Published: 26/02/2021

      Last modified: 26/02/2021

      We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.

7568. Final Notice 2021: Premier FX Limited [pdf]

      Final notices

      Published: 25/02/2021

      This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure.

7569. Final Notice 2021: Mohammad Ali (trading as M A Motors) [pdf]

      Final notices

      Published: 24/02/2021

      This final notice Mohammad Ali (trading as M A Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

7570. FG21/2: Summary of feedback received [pdf]

      Finalised guidance

      Published: 24/02/2021

      This finalised guidance summarises the feedback received from CP20/7. File updated to include autotag accessibility requirement.