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Final Notice 2021: Lee Donnelly (trading as Kingsmill Cars) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: MBO Power Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Advisers applied for DB transfer permissions in 2020 - February 2021
The FCA provides data on how many advisers applied for DB transfer permissions in 2020. -
Investigations into Cum-Ex related issues - February 2021
The FCA provides data regarding investigations into Cum-Ex related issues. -
Information on data breaches 2019 and 2020 - February 2021
The FCA provides number of incidents reported to it that contained notifications where the confidentiality of company or personal data may have been compromised or breached. -
Business interruption test case: FCA consequential submissions [pdf]
This is the FCA’s written submissions in relation to consequential matters following the hand down of the Supreme Court’s judgment on 15 January 2021. -
Business interruption test case: Submissions on declarations Royal & Sun Alliance Insurance plc [pdf]
Submissions of Royal & Sun Alliance Insurance Plc in relation to its specific declarations. -
Business interruption test case: Submissions of Arch in relation to declarations [pdf]
Submissions of Arch Insurance (UK) Ltd in relation to its specific declarations. -
Business interruption test case: Hiscox Action Group's consequential submissions [pdf]
Submissions of the Hiscox Action Group in relation to its specific declarations. -
Business interruption test case: Written submissions of Hiscox on the form of declarations [pdf]
Submissions of Hiscox Insurance Company Ltd in relation to its specific declarations.