Publications
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FS 21/1: Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options [pdf]
We consulted on proposed guidance to help firms in December 2020 and asked for comments. -
Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options
Read FG20/6 (PDF) -
Market Data Processor (MDP) disconnection form [docx]
All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress
In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]
The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. File updated with accessibility tags -
Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA) [pdf]
Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA). -
CP21/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 [pdf]
This consultation paper (CP) sets out proposals for the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2021/22. -
FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00841. This PDF was amended on 10 May 2021 to improve accessibility. -
Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]
Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment. -
CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22
We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.