Publications

Showing 8351 to 8360 of 18821 search results.

8351. FCA mandated and voluntary information on current account services

      Data

      Published: 19/08/2020

      Last modified: 13/11/2020

      Current account providers are publishing better information about the services they offer consumers and small businesses. This follows action by the FCA and the Competition and Markets Authority (CMA), and a voluntary commitment by banks and

8352. PMB 30 technical note: Supplementary prospectuses [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Supplementary prospectuses

8353. PMB 30 technical note: Review and approval of documents [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Review and approval of documents

8354. PMB 30 technical note: Master-feeder structures [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Master-feeder structures

8355. FG20/2: Primary Market Bulletin No. 30

      Finalised guidance

      Published: 19/08/2020

      Last modified: 20/08/2020

      The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 30.

8356. PMB 30 technical note: Exemptions from the requirement to produce a prospectus [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Exemptions from the requirement to produce a prospectus

8357. GC20/4: Primary Market Bulletin No. 30

      Guidance consultations

      Published: 19/08/2020

      Last modified: 20/08/2020

      We are consulting on proposed changes to the Knowledge Base.

8358. PMB 30 technical note: Class testing changes to an investment management agreement [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Class testing changes to an investment management agreement

8359. PMB 30 technical note: Class testing changes to an investment management agreement (blackline) [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Class testing changes to an investment management agreement (blackline)

8360. Information on whistleblowers - August 2020

      FOI releases

      Published: 18/08/2020

      Last modified: 25/10/2022

      The FCA received 137 whistleblowing reports in 2019 and 60 (up to the end of June 2020) about adviser and advice firms.