Publications
Search results
Showing 8401 to 8410 of 18820 search results.
-
Information on investment firms reporting errors in their transaction reporting - August 2020
We hold information on how many investment firms have reported errors in their transaction reporting -
Relending by High Cost Lenders - annex 2 [pdf]
This annex to our multi-firm review sets out the relevant Handbook rules and guidance as well as relevant statutory provisions. -
Relending by high-cost lenders
This report sets out our review findings of relending by firms in the high-cost lenders portfolio. -
Relending in the high cost credit market: narrative report by PWC [pdf]
Relending in the high cost credit market: narrative report by PWC. -
Information on FCA Asset-freezing powers - August 2020
FCA provides information on asset-freezing powers that we hold. -
Information on advice firms under investigations - August 2020
FCA provides information on number of advice firms under investigation in 2019 and in 2020 -
Information on the number of advice firms the FCA is investigating - August 2020
We hold information on how many advice firms are under investigation by the FCA. -
Information on the number of firms the FCA has taken enforcement action against so far in 2020 - August 2020
We hold information on how many firsm we have taken enforcement action against so far in 2020. -
Decision Notice 2020: Eurofin Capital Ltd [pdf]
This decision notice (Eurofin Capital Ltd) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. -
CP20/16: Debt advice levy rates for 2020/21 – additional funding [pdf]
FCA CP20/16 Debt advice levy rates for 2020/21 – additional funding.