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Quarterly KPIs - December 2019 [pdf]
FCA key performance indicators for Decmenber 2019. -
FG20/1: Assessing adequate financial resources [pdf]
FG20/1: Assessing adequate financial resources -
FG20/1: Assessing adequate financial resources
We are publishing final guidance on a framework to help financial services firms ensure they have adequate financial resources and to take effective steps to minimise harm. -
Final Notice 2020: Lloyds Bank plc, Bank of Scotland plc, and The Mortgage Business plc [pdf]
This Final Notice (Lloyds Bank plc, Bank of Scotland plc, and The Mortgage Business plc) refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the mortgages sector. We imposed a financial penalty. -
Information on the supervisory visits, virtual meetings and work carried out since 23 March 2020 - June 2020
FCA provides information on the supervisory visits, virtual meetings and work carried out since 23 March 2020. -
Business interruption insurance test case: Witness statement [pdf]
The FCA’s evidence in support of the application (only). This document relates to the FCA's application that the test case be heard urgently, and as part of the Financial Markets Test Case Scheme. -
Business interruption insurance test case: Particulars of Claim [pdf]
The Claim concerns the issue of whether business interruption losses arising from the COVID-19 pandemic (COVID-19 business interruption claims) are covered by certain insurance extensions or other coverage clauses that do not require damage to the -
Business interruption insurance test case: Claim form [pdf]
The procedural document initiating legal proceedings and summarising what the FCA is seeking. -
Business interruption insurance test case: tracked changes assumed facts [pdf]
Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. The following set of assumed facts has not been tailored to the specific policies selected but represents an overview of -
Business interruption insurance test case: tracked changes questions for determination [pdf]
Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. A list of potential questions arising from insurers’ reasons for denying claims, and which have informed the FCA’s