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Firm level complaints data 2019 H2 [xlsx]
Firm level complaints data 2019 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Aggregate complaints data: 2019 H2
This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2019, between 1 July and 31 December 2019. This includes the latest trends and analysis by product group. -
Second Supervisory Notice 2020: BBP Bandenia PLC [pdf]
Second Supervisory Notice issued to BBP Bandenia PLC. -
Final Notice 2020: Gary John Gregson [pdf]
This Final Notice (Gary John Gregson) refers to breaches of FIT related to the Threshold Conditions in the Consumer Credit. We imposed a prohibition. -
Dear CEO letter: lending to small businesses [pdf]
Over the past few weeks we have seen very significant efforts being made by the banking sector to deal with the impact of the coronavirus pandemic (Covid-19). -
Dear CEO letter on insuring SMEs: business interruption [pdf]
Over the past few weeks we have seen significant efforts being made by the insurance sector to deal with the impact of the coronavirus pandemic (Covid-19). -
Information on investigations into insider trading and market abuse - April 2020
The FCA provides information on investigations into insider trading/market abuse between 2015 and 2020. -
FS20/3: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules [pdf]
This document summarises the feedback the FCA received to its proposals issued on 2 April and its subsequent response. The FCA proposed a range of measures to provide consumers with temporary support in light of the current exceptional circumstances -
Final Notice 2020: Custom and Co Jewellery Ltd [pdf]
This final notice (Custom and Co Jewellery Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Board Minutes: 27 February 2020 [pdf]
FCA Board Minutes: 27 February 2020