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The number of withdrawn applications for the CF30 controlled function - March 2020
The FCA provides information on the number of withdrawn applications for the CF30 controlled function in 2017, 2018 and 2019. -
Information relating to retirement income advice - March 2020
The FCA provides information relating to retirement income advice. -
Handbook Notice 74 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 January 2020 and 27 February 2020. Additionally, this Notice -
FS20/2: Patient Capital and Authorised Funds [pdf]
This Feedback Statement summarises responses from DP18/10 on whether there are unnecessary barriers to investing in patient capital through authorised funds -
Dear CEO letter: Asset management firms: prepare now for the end of LIBOR [pdf]
UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021. -
Full consumer credit firm - Notes [pdf]
Application for authorisation: full consumer credit firm (notes). -
Final Notice 2020: Ballooner Limited [pdf]
This final notice (Ballooner Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Ryan Fawson (Kingfisher Finance trading as) [pdf]
This final notice (Ryan Fawson (Kingfisher Finance trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation”. -
Final Notice 2020: Adrian Doherty [pdf]
This final notice (Adrian Doherty) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: Southgate Garage [pdf]
This final notice (Southgate Garage) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.