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Transcript - Senior Managers and Certification Regime July 2018 video [pdf]
Transcript of 2018 video covering the key components of the SM&CR. Video here https://landmark-phase.live/firms/senior-managers-certification-regime/insurers -
CP19/30: Regulatory fees and levies: policy proposals for 2020/21 [pdf]
This FCA consultation paper sets out the proposed policy changes to the way the FCA will raise its fees from 2020/21. -
CP19/30: Regulatory fees and levies: policy proposals for 2020/21
This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees. -
Is your firm prepared for Brexit? [pdf]
We expect all firms to have plans in place to ensure they are ready for the end of the transition period. This PDF has been amended to improve accessibility. -
Final Notice 2019: P.F. (International) Limited [pdf]
This final notice (P.F (International) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FOI 6639 response [pdf]
FCA FOI 6639 Response -
FOI 6664 response [pdf]
FCA FOI 6664 Response -
FOI6745 response [pdf]
FCA FOI 6745 response -
FOI 6734 response [pdf]
FCA FOI 6734 Response -
FOI 6720 response [pdf]
FCA FOI 6720 Response