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  1. PS19/23: FCA and PRA changes to mortgage reporting requirements [pdf]

    Policy statements

    Published: 30/09/2019

    CP18/41 proposed new reporting requirements for regulated mortgage lenders and home finance administrators. We summarise feedback and our response

  2. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27 [pdf]

    Policy statements

    Published: 30/09/2019

    FCA Policy Statement (PS19/24) Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

  3. Final notice 2019: The Prudential Assurance Company Limited [pdf]

    Final notices

    Published: 30/09/2019

    This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine.

  4. Quarterly KPIs – 2019/20: June 2019 [pdf]

    Corporate documents

    Published: 30/09/2019

    These quarterly key performance indicators (KPIs) provide key metrics on the performance of our Authorisations division.

  5. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

    Policy statements

    Published: 30/09/2019

    Last modified: 30/09/2019

    This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

  6. Handbook Notice 69 [pdf]

    Handbook

    Published: 27/09/2019

    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019. Additionally,

  7. Draft Main FCA Transitional Directions [pdf]

    Handbook

    Published: 26/09/2019

  8. Draft FCA Prudential Transitional Direction [pdf]

    Handbook

    Published: 26/09/2019

  9. Draft Transitional Direction: Annex B [pdf]

    Handbook

    Published: 26/09/2019

  10. Draft Transitional Direction: Annex A [pdf]

    Handbook

    Published: 26/09/2019

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