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Showing 9421 to 9430 of 18822 search results.

  1. REP020 form [xlsx]

    Forms

    Published: 09/09/2019

  2. EEA regulation 57 notification to market form [docx]

    Forms

    Published: 09/09/2019

    National Private Placement Regime – Marketing Notification Form: EEA Alternative Investment Fund Managers (AIFM’s) Marketing Funds under Regulation 57.

  3. EEA AIFMs only – regulation 57 material change form [docx]

    Forms

    Published: 09/09/2019

    National Private Placement Regime - Material Change Notification: EEA AIFMs operating within temporary transitional power and marketing funds under Regulation 57

  4. Datashare Techsprint team presentation video transcript [pdf]

    Transcripts

    Published: 06/09/2019

    Transcript of team presentation from the 2019 Global AML and Financial Crime TechSprint

  5. Simba TechSprint team presentation video transcript [pdf]

    Transcripts

    Published: 06/09/2019

    Transcript of team presentation from the 2019 Global AML and Financial Crime TechSprint

  6. Directory persons multiple submissions template [xlsx]

    Forms

    Published: 06/09/2019

    Last modified: 24/04/2020

    Template to be used for multiple directory person submissions.

  7. Citadel TechSprint team presentation video transcript [pdf]

    Transcripts

    Published: 06/09/2019

    Transcript of team presentation from the 2019 Global AML and Financial Crime TechSprint

  8. User guide: submitting multiple entries to the Directory [pdf]

    Documents

    Published: 06/09/2019

    Last modified: 02/10/2020

    To help firms submit data to the Directory, a new public register for checking details of key people working in financial services as part of SM&CR.

  9. Secret Computers TechSprint team presentation video transcript [pdf]

    Transcripts

    Published: 06/09/2019

    Transcript of team presentation from the 2019 Global AML and Financial Crime TechSprint

  10. Webs of Suspicion TechSprint team presentation video transcript [pdf]

    Transcripts

    Published: 06/09/2019

    Transcript of team presentation from the 2019 Global AML and Financial Crime TechSprint
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