Publications

Showing 9651 to 9660 of 18845 search results.

9651. Impact assessment: PS19/11: Product intervention measures for retail binary options [PDF] [pdf]

      Impact assessments

      Published: 04/07/2019

      This impact assessment relates to PS19/11: Product intervention measures for retail binary options. It has been verified by the Regulatory Policy Committee.

9652. Safeguarding attestation – electronic money institutions [pdf]

      Forms

      Published: 04/07/2019

      All electronic money institutions (EMIs) are to attest to their safeguarding compliance by 31 July 2019.

9653. Impact assessment: PS18/15: Extending the senior managers and certification regime to insurers [PDF] [pdf]

      Impact assessments

      Published: 04/07/2019

      This impact assessment relates to PS18/15: Extending the senior managers and certification regime to insurers. It has been verified by the Regulatory Policy Committee.

9654. Safeguarding attestation – authorised payment institutions [pdf]

      Forms

      Published: 04/07/2019

      All authorised payment institutions (APIs) are to attest to their safeguarding compliance by 31 July 2019.

9655. Impact assessment: Staff incentives, remuneration and performance management in consumer credit firms [PDF] [pdf]

      Impact assessments

      Published: 04/07/2019

      This impact assessment relates to staff incentives, remuneration and performance management in consumer credit firms. It has been verified by the Regulatory Policy Committee.

9656. Safeguarding arrangements of non-bank payment service providers

      Multi-firm reviews

      Published: 04/07/2019

      Last modified: 29/08/2025

      The FCA carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in PSRs and EMRs.

9657. Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds [pdf]

      Dear CEO letters

      Published: 04/07/2019

      What we expect of electronic money institutions (EMIs) and authorised payment institutions (APIs) in relation to their safeguarding obligations.

9658. CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

      Consultation papers

      Published: 03/07/2019

      The FCA consulted on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers.

9659. Joint statement on climate change [pdf]

      Documents

      Published: 02/07/2019

9660. The FCA’s response to the Complaints Commissioner’s Report - FCA00502 [pdf]

      Corporate documents

      Published: 02/07/2019