Publications
Search results
Showing 9721 to 9730 of 18845 search results.
-
The retail intermediary market 2018 underlying data [xlsx]
Underlying data for Retail Mediation Activities Return (RMAR) 2018. -
Technical information on RMAR source data
The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the -
Final Notice 2019: Conwell Civil Engineering Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)
This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional -
Gabriel Change Log [pdf]
-
Feedback on the Dear CEO letter on LIBOR transition [pdf]
-
PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules [pdf]
This Policy Statement summarises feedback received to CP18/20 and sets out the final policy positions and the final rules. -
Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]
On 4 June 2019 we published a letter about what we expect of claims -
The FCA’s response to the Complaints Commissioner’s Report - FCA00484 [pdf]
-
The FCA’s response to the Complaints Commissioner’s Report - FCA00535 [pdf]